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BaaS is Not in Crisis: BaaS Banks Less Likely to Be Fined Than Non-BaaS Banks
The Federal Reserve, FDIC and OCC have issued 124 enforcement actions since 2023, but only 22 have focused on BaaS and fines against BaaS banks are smaller and less frequent than those against non-BaaS banks. Learn more about what the data says about the state of embedded finance and practices for preventing an enforcement action.
7 Key Webinar Takeaways on Overcoming a Consent Order
From proactive regulator relationships to leveraging third-party expertise, these 7 key takeaways can strengthen your compliance program.
Best Practices: Sanctioned Ownership Screening
Best practices for Sanctioned Beneficial Ownership (SBO) screening to ensure compliance with regulatory requirements and prevent financial crimes. Learn about key elements of Beneficial Ownership Information (BOI), regulatory frameworks, and how to select the right beneficial ownership screening solution to protect your organization.
Fireside Chat: Who and What are Regulators Eyeing Next in BaaS?
Real-time monitoring against sanctions, PEPs, adverse media, beneficial ownership and other risk data is critical to ongoing compliance. Ask these five questions to assess whether your monitoring solution provides reliable, real-time risk updates.
Does Your Screening Vendor Actually Have Real-Time Monitoring?
Real-time monitoring against sanctions, PEPs, adverse media, beneficial ownership and other risk data is critical to ongoing compliance. Ask these five questions to assess whether your monitoring solution provides reliable, real-time risk updates.
Beneficial Ownership 101: UBO Compliance and Screening
Discover Ultimate Beneficial Ownership (UBO) - the key to uncovering true owners behind companies, trusts, and partnerships. Learn how UBO identification combats financial crimes, ensuring transparency and compliance.
The History of Beneficial Ownership
Explore the history of Beneficial Ownership and the evolution of global regulations aimed at enhancing financial transparency. Understand the key events and laws that have shaped Ultimate Beneficial Ownership (UBO) and its critical role in combating financial crimes.
How to Comply with 314(a) Screening Requirements
Financial institutions have 14 days to respond to 314(a) requests from FinCEN. Learn more about this USA PATRIOT Act compliance requirements and how to respond to requests quickly and accurately.
Ultimate Beneficial Ownership (UBO)
Explore the essentials of Ultimate Beneficial Ownership (UBO) and its role in enhancing corporate transparency. Learn about the differences in UBO reporting mechanisms between the US and EU, the importance of accurate UBO data for compliance, and practical steps for conducting UBO checks.
Best Practices: Transaction Screening and Sanctions Compliance
Sanctions screening is a vital component of processing cross-border transactions. Our latest guide dives into AML and KYC standards for payment screening and the role of transaction screening in preventing financial crimes. Discover the best practices for sanctions compliance and ensure your company is safeguarded against regulatory fines and reputational risks.