Lookbacks & Alert Review

Need to review past screening results for an audit? Quickly screen large historical KYC and transaction datasets with ease.

Overwhelmed by alert volume? Leverage the Castellum.AI team for ongoing alert review.

you’re in good company

with (great) data

Remediation Screening

Leverage our advanced screening technology to tackle consent orders and enforcement actions. Our services are designed to help you navigate regulatory complexities, reduce false positives, and provide thorough audit records to satisfy regulatory scrutiny.

Ongoing Alert Review

Our library of policies and procedures can be used off the shelf to fit your screening use case, we can train our team on your documents, and our U.S. and offshore-based alert review teams offer differentiated pricing.

Interested in AI-powered alert clearing? Learn about our Arbiter product here.

  • Efficiently analyze large datasets of historic KYC and transaction data to ensure compliance with regulatory requirements.

  • Reduce false positives by up to 88% and screen millions of transactions against enriched and standardized watchlist data.

  • Efficiently manage and clear alerts generated during the lookback process to streamline your compliance workflow.

  • We maintain regulator-friendly data custody and screening process records aligning transactions to screened terms and detailed alert data.

  • Seamlessly integrate with your existing data systems to provide a comprehensive, cohesive lookback analysis.

Reduce False

Positives by 88%

Rapid Screening

Turnaround

Updated Every

5 minutes

Ready to get started?

Not quite finished with your research? 🧐

We get it. There’s a lot to consider.

So, we wrote this guide to show your team everything you’ll need to cover during the buying process. Learn to select the right screening system to reduce false positives and meet your CFT/AML compliance needs.

Insights
Understanding OFAC's SPFS Alert and the Impact on Banking Compliance
UBO
Understanding OFAC's SPFS Alert and the Impact on Banking Compliance
UBO

UBO
Managing Bank-Fintech Relationships in BaaS: Key Compliance and Risk Insights
UBO
Managing Bank-Fintech Relationships in BaaS: Key Compliance and Risk Insights
UBO

Banking as a Service (BaaS) relationships have been under the regulatory microscope, but how will this change with the incoming Trump Administration? What priorities should sponsor banks set for ensuring their fintech partners have adequate compliance controls? Our latest fireside chat with experts from CFSB, Bates Group and Kobalt labs dive into challenges in bank-fintech relationships.

UBO
BaaS is Not in Crisis: Key Insights on Compliance and Risk Management
UBO
BaaS is Not in Crisis: Key Insights on Compliance and Risk Management
UBO

The Banking as a Service (BaaS) industry isn't in crisis, but it's facing increasing regulatory scrutiny. In the latest "BaaS is Not in Crisis" webinar, compliance experts from Palmera Consulting and FedFis discussed how BaaS players can navigate the evolving landscape, the impact of upcoming regulations, and the importance of automation in maintaining compliance.

UBO
Fireside Chat: TPRM and Supply Chain Monitoring
UBO
Fireside Chat: TPRM and Supply Chain Monitoring
UBO

Real-time monitoring against sanctions, PEPs, adverse media, beneficial ownership and other risk data is critical to ongoing compliance. Ask these five questions to assess whether your monitoring solution provides reliable, real-time risk updates.

UBO
BaaS is Not in Crisis: BaaS Banks Less Likely to Be Fined Than Non-BaaS Banks
UBO
BaaS is Not in Crisis: BaaS Banks Less Likely to Be Fined Than Non-BaaS Banks
UBO

The Federal Reserve, FDIC and OCC have issued 124 enforcement actions since 2023, but only 22 have focused on BaaS and fines against BaaS banks are smaller and less frequent than those against non-BaaS banks. Learn more about what the data says about the state of embedded finance and practices for preventing an enforcement action.

UBO

More reading, from our team to yours 📚